Our Staff has compiled our research into a database of FINRA Broker Disclosures. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Salvatore Felice Geswaldo | 221502 | 8 | 06/16/1980 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Donald Phelps Matheson | 1192207 | 2 | 06/13/1980 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Thomas Anthony Meany | 1310206 | 3 | 06/13/1980 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| William Noel Goodwin | 225534 | 4 | 06/04/1980 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Timothy Jefferson Healy | 241040 | 1 | 06/03/1980 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Edwin A Levy | 308242 | 1 | 06/02/1980 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Robert George Malone | 318125 | 10 | 05/28/1980 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Raymond John Foster | 211841 | 1 | 05/28/1980 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Norman William Vertrees | 454413 | 2 | 05/27/1980 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Karl John Gerlach | 221193 | 2 | 05/27/1980 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |