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FINRA Broker Disclosures

Our Staff has compiled our research into a database of FINRA Broker Disclosures. Search or filter the database to find more about a specific broker.

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Displaying 37,921-37,930 out of 38,857 results
Name CRD Total Disclosures Filing Date Disclosure Type Disclosure Status Damages Requested Damages Granted FINRA Reports
Theodore Lee Olshansky352405207/25/1980RegulatoryFinal$0.00$0.00See FINRA Report
Sandra Lee White805113307/23/1980RegulatoryFinal$0.00$0.00See FINRA Report
Charles MacDonald Miller334526407/18/1980RegulatoryFinal$0.00$0.00See FINRA Report
Odile Sabine Blanchard1002883107/16/1980RegulatoryFinal$0.00$0.00See FINRA Report
Thomas Pechy Peterffy1722064107/01/1980RegulatoryFinal$0.00$0.00See FINRA Report
Eugene Stephen Gallagher1999180207/01/1980RegulatoryFinal$0.00$0.00See FINRA Report
Cabell Brooking Birdsong21850606/26/1980RegulatoryFinal$0.00$0.00See FINRA Report
William Davis Chapin44641206/25/1980RegulatoryFinal$0.00$0.00See FINRA Report
Charles Melville Blair22803606/19/1980RegulatoryFinal$0.00$0.00See FINRA Report
Theodore Lee Olshansky352405206/16/1980RegulatoryFinal$0.00$0.00See FINRA Report

38,857 Results

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