Our Staff has compiled our research into a database of FINRA Broker Disclosures. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| George John Chardukian | 1223169 | 5 | 09/01/1980 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Ronald David Morrow | 1001848 | 1 | 08/29/1980 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Benjamin Lochard Hartley | 238821 | 3 | 08/27/1980 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Patricia Sheerin | 1002296 | 1 | 08/22/1980 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| James Witt Bryan | 33894 | 3 | 08/21/1980 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Douglas Emerson Gardner | 217691 | 1 | 08/06/1980 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Robert Charles Croom | 865357 | 2 | 08/01/1980 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Mark P Mooney | 1055966 | 1 | 08/01/1980 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Ernest Nelson Hathaway | 2506927 | 2 | 07/31/1980 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Jimmy Jack Beale | 15602 | 2 | 07/25/1980 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |