Our Staff has compiled our research into a database of FINRA Broker Disclosures. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Robert Joseph Sullivan | 855582 | 1 | 10/10/1980 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Richard Calvert Donahue | 69857 | 2 | 10/01/1980 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| J Thomas Woods | 2788968 | 1 | 09/26/1980 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Norman Clark Moran | 339567 | 1 | 09/24/1980 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Elmer Film | 207565 | 1 | 09/23/1980 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| David Raymond Willer | 467365 | 1 | 09/16/1980 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Philip Stanley Sandler | 410361 | 1 | 09/16/1980 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Larry Leon Steiner | 434937 | 1 | 09/16/1980 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Kenneth Ross Cornett | 54401 | 2 | 09/12/1980 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Robert D Sherman | 421781 | 2 | 09/02/1980 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |