Our Staff has compiled our research into a database of FINRA Broker Disclosures. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| John G Mergner | 332239 | 5 | 11/26/1980 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Benjamin Englander | 201289 | 5 | 11/26/1980 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Dennis Paul Neumann | 855625 | 1 | 11/13/1980 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Peter Hargitt Foley | 210650 | 4 | 11/05/1980 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Jeffrey Jay Fleischer | 209626 | 1 | 11/01/1980 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Daniel Bruce Asher | 1645627 | 13 | 10/31/1980 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Sheldon Morton Neider | 345711 | 4 | 10/29/1980 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Jon Thomas Nelson | 346156 | 3 | 10/21/1980 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Marvin Pheffer | 362237 | 8 | 10/10/1980 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Rey Keith Frimmersdorf | 214866 | 6 | 10/10/1980 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |