Our Staff has compiled our research into a database of FINRA Broker Disclosures. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Jay Mark Miller | 717726 | 4 | 12/22/1980 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Mark Kenneth Reiner | 839876 | 2 | 12/19/1980 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Eudora S Thompson | 1009145 | 2 | 12/18/1980 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Sondra Gail Rosner | 1417028 | 1 | 12/09/1980 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Jeffrey Elliott Boe | 860769 | 2 | 12/05/1980 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Richard Stephen Haughey | 239867 | 2 | 12/04/1980 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Carl Edward Garrett | 218153 | 1 | 12/02/1980 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Larry Dale Scrivner | 2356480 | 2 | 12/01/1980 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Ben Bernat Stein | 1015794 | 8 | 12/01/1980 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| William George Bevan | 20736 | 1 | 12/01/1980 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |