Potomac Analytics' Logo

FINRA Broker Disclosures

Our Staff has compiled our research into a database of FINRA Broker Disclosures. Search or filter the database to find more about a specific broker.

Search by Name, CRD, Disclosures, or Damages:

Filter by:

Sort by:

Displaying 37,871-37,880 out of 38,857 results
Name CRD Total Disclosures Filing Date Disclosure Type Disclosure Status Damages Requested Damages Granted FINRA Reports
Donald Lee Luskin1319746201/01/1981RegulatoryFinal$0.00$0.00See FINRA Report
Donald Lee Luskin1319746201/01/1981RegulatoryFinal$0.00$0.00See FINRA Report
Richard Daniel Kushnir1324068801/01/1981RegulatoryFinal$0.00$0.00See FINRA Report
Edwin Duane Cox1382286101/01/1981RegulatoryFinal$0.00$0.00See FINRA Report
Ronald Joseph Gilchrist220521101/01/1981RegulatoryFinal$0.00$0.00See FINRA Report
Alvin Dern65894312/31/1980RegulatoryFinal$0.00$0.00See FINRA Report
Nelson Edward Gilroy1067010112/31/1980RegulatoryFinal$0.00$0.00See FINRA Report
Robert Willard Finley207950212/29/1980RegulatoryFinal$0.00$0.00See FINRA Report
Peter Hargitt Foley210650412/24/1980RegulatoryFinal$0.00$0.00See FINRA Report
Robert Marshall Barnes12902112/23/1980RegulatoryFinal$0.00$0.00See FINRA Report

38,857 Results

Display: