Our Staff has compiled our research into a database of FINRA Broker Disclosures. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Mark Jerome Bloom | 827097 | 2 | 01/27/1981 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Nathan Samuel Metzger | 2132444 | 2 | 01/22/1981 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Edward Benedict Fox | 212171 | 6 | 01/19/1981 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Matthew Charles Donner | 70151 | 1 | 01/15/1981 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| William Scott Norman | 820550 | 14 | 01/12/1981 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Ronald Lynn Luft | 1286626 | 1 | 01/06/1981 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Mark Bryan Sutton | 857441 | 1 | 01/01/1981 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Janice Lee Moncier | 864618 | 1 | 01/01/1981 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Thomas Francis Flynn | 210413 | 2 | 01/01/1981 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Robert Alan Leve | 1021211 | 1 | 01/01/1981 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |