Our Staff has compiled our research into a database of FINRA Broker Disclosures. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Frank Robert Pecorella | 720851 | 4 | 03/11/1981 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Joseph Lewis Hiland | 1170990 | 1 | 03/09/1981 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Craig Steven Beachnaw | 1401790 | 2 | 03/02/1981 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| John Martin Foss | 211655 | 13 | 03/02/1981 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Richard Lloyd Behr | 833357 | 3 | 02/20/1981 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| William Joseph Flaherty | 209331 | 2 | 02/18/1981 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Charles Michael West | 500181 | 3 | 02/17/1981 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Thomas Joseph Fitzgerald | 209086 | 1 | 02/13/1981 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Felix Roman Park | 356437 | 11 | 02/01/1981 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Edward Benedict Fox | 212171 | 6 | 01/29/1981 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |