Our Staff has compiled our research into a database of FINRA Broker Disclosures. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| John Paul Kirk | 270637 | 6 | 03/31/1981 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Steven Jay Koppel | 722571 | 4 | 03/27/1981 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Thomas Sylva Turcotte | 1589874 | 5 | 03/27/1981 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Joseph Vincent Calcagno | 853559 | 1 | 03/26/1981 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Richard Phillip Henry | 826341 | 1 | 03/19/1981 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Henry Arnold Hale | 233797 | 4 | 03/19/1981 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Emanuel Joshua Friedman | 214565 | 4 | 03/18/1981 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Kevin Scott Fitzgerald | 209047 | 4 | 03/17/1981 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Daniel Bruce Asher | 1645627 | 13 | 03/13/1981 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Richard Wesley Hevner | 244772 | 4 | 03/12/1981 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |