Our Staff has compiled our research into a database of FINRA Broker Disclosures. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| James Harrell Ross | 815598 | 2 | 04/30/1981 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Frank Salvatore Agrusa | 1844 | 1 | 04/30/1981 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Frank Vaughn Gardinier | 217655 | 5 | 04/30/1981 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Frank Edward Depaola | 1253587 | 4 | 04/27/1981 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Daniel Walker McIntyre | 328433 | 7 | 04/15/1981 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Penn Decatur Frisby | 214895 | 2 | 04/06/1981 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Frederick Lynn Baker | 10692 | 1 | 04/02/1981 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Jonathan David Schlackman | 839420 | 3 | 04/01/1981 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Donald Gordon Flenniken | 1443685 | 1 | 03/31/1981 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Anthony Paul Mecoli | 704694 | 3 | 03/31/1981 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |