Our Staff has compiled our research into a database of FINRA Broker Disclosures. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Daniel Bruce Asher | 1645627 | 13 | 05/19/1981 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Peter Hargitt Foley | 210650 | 4 | 05/15/1981 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Thomas D Raney | 370852 | 5 | 05/13/1981 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Robert Joseph Vedros | 453952 | 10 | 05/13/1981 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Richard Alan Jaeckel | 256747 | 1 | 05/11/1981 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Edward Benedict Fox | 212171 | 6 | 05/07/1981 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Richard Jackson Roeder | 402493 | 1 | 05/01/1981 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| David Alan Desautels | 4359671 | 1 | 05/01/1981 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Charles Evans Hughes | 1151421 | 1 | 05/01/1981 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| James Hibbert Watson | 847498 | 1 | 04/30/1981 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |