Our Staff has compiled our research into a database of FINRA Broker Disclosures. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| John Peter Annicelli | 6237 | 2 | 06/15/1981 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Henry Fisher | 208607 | 1 | 06/15/1981 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Dennis Allen Way | 708505 | 1 | 06/08/1981 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Lee Feldman | 205912 | 1 | 06/03/1981 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Bruno John Galliadi | 1102035 | 2 | 06/01/1981 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| William Walter Hanford | 1778290 | 1 | 06/01/1981 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| John David Glasgow | 222709 | 3 | 05/29/1981 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Lori Westbrook Hill | 855068 | 1 | 05/27/1981 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Roy Don Bruner | 833007 | 1 | 05/27/1981 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| James Francis Novak | 603530 | 2 | 05/20/1981 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |