Our Staff has compiled our research into a database of FINRA Broker Disclosures. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Gary Wayne Chambers | 44233 | 6 | 07/08/1981 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Eugene Paul Weisbrod | 1072140 | 4 | 07/06/1981 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Daniel Eugene Thorson | 851527 | 1 | 07/01/1981 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| William Donald Miller | 1039867 | 2 | 07/01/1981 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Howard Maury Rochestie | 2434129 | 1 | 06/30/1981 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Bruce Thomas Odell | 828830 | 2 | 06/29/1981 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Gary Norman Shaw | 420521 | 3 | 06/29/1981 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Theodore Willner | 468706 | 1 | 06/26/1981 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| John Martin Foss | 211655 | 13 | 06/24/1981 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| George Rex Gardiner | 217632 | 1 | 06/17/1981 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |