Our Staff has compiled our research into a database of FINRA Broker Disclosures. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Beverly Ann Brown | 723819 | 1 | 08/01/1981 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Michael George O'Dair | 350959 | 3 | 08/01/1981 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Eric Richard Gudrais | 231555 | 1 | 08/01/1981 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Lionel Princenthal Greenbaum | 228691 | 2 | 07/27/1981 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Arvid Luther Lokensgard | 311936 | 4 | 07/23/1981 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Kevin Michael McCarthy | 1495601 | 11 | 07/23/1981 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| John Rigby Carey | 846339 | 5 | 07/22/1981 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Edward Bernardi | 19817 | 1 | 07/22/1981 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| John Joseph Burke | 35778 | 1 | 07/20/1981 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Brett Miller Davis | 4837149 | 2 | 07/15/1981 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |