Our Staff has compiled our research into a database of FINRA Broker Disclosures. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Kent Curtis Bartholomew | 861066 | 5 | 08/25/1981 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Barbara Frenkel | 727924 | 2 | 08/20/1981 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Richard Alan Jones | 261624 | 2 | 08/19/1981 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Tilden Elroy Beck | 21010 | 1 | 08/06/1981 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Harold William Gorden | 225608 | 5 | 08/06/1981 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Arnold Lee Greenberg | 228704 | 2 | 08/06/1981 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Joseph John Weinrich | 461987 | 23 | 08/04/1981 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| James Edward Hearns | 241117 | 3 | 08/04/1981 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Gary Edward Smith | 1648759 | 1 | 08/04/1981 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| William Kelly Johnson | 1098387 | 1 | 08/03/1981 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |