Our Staff has compiled our research into a database of FINRA Broker Disclosures. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Daniel Aaron Hendrick | 1041035 | 5 | 10/01/1981 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Raymond N Gilbert | 220435 | 1 | 10/01/1981 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Vinette Jane Smith | 1992610 | 1 | 09/29/1981 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| William Lawrence Kayse | 1015660 | 1 | 09/14/1981 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Robert Wayne Nichols | 347698 | 2 | 09/03/1981 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Stewart Carlson Elner | 200630 | 1 | 08/31/1981 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Gregory Francis Kowal | 274498 | 9 | 08/31/1981 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Myron Lee Blackman | 812719 | 2 | 08/31/1981 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Lewis Daniel Barding | 12332 | 1 | 08/31/1981 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Richard Anthony Lanni | 302249 | 3 | 08/28/1981 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |