Our Staff has compiled our research into a database of FINRA Broker Disclosures. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Allen Flake Hill | 1132555 | 1 | 12/01/1981 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Elayne Sudak Mitchell | 336869 | 1 | 12/01/1981 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Robert Melvin McCulley | 725980 | 3 | 12/01/1981 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Scott Goodwin Wakefield | 1863324 | 1 | 12/01/1981 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Ralph Rust Goldman | 224367 | 9 | 11/21/1981 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Ralph Rust Goldman | 224367 | 9 | 11/17/1981 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Henry Abraham Feldman | 205888 | 1 | 11/16/1981 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| James Stivender Holbrook | 1455973 | 4 | 11/10/1981 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| George Kenneth Noga | 1080485 | 2 | 11/06/1981 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Felix Roman Park | 356437 | 11 | 10/27/1981 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |