Our Staff has compiled our research into a database of FINRA Broker Disclosures. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Phillip Gavin Pitts | 1420340 | 5 | 01/01/1982 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Irvin Robert Kessler | 1479159 | 9 | 01/01/1982 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Irvin Robert Kessler | 1479159 | 9 | 01/01/1982 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| William Paul Behrens | 16999 | 2 | 01/01/1982 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Michael George O'Dair | 350959 | 3 | 12/24/1981 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Robert Charles Colvin | 823124 | 5 | 12/15/1981 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Nicholas Joseph Mekosh | 331453 | 2 | 12/14/1981 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Floyd Lee Shilanski | 1128560 | 6 | 12/09/1981 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Thomas Lee Baxley | 15254 | 1 | 12/03/1981 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Mark Eric Weddle | 2799835 | 1 | 12/01/1981 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |