Our Staff has compiled our research into a database of FINRA Broker Disclosures. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Dennis John Holcomb | 1048007 | 1 | 02/01/1982 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Robert Merrill Ashton | 1613196 | 5 | 02/01/1982 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Herbert Arthur Diamant | 603117 | 4 | 01/29/1982 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Michael Charles Koffler | 1487451 | 1 | 01/29/1982 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Nathan Samuel Metzger | 2132444 | 2 | 01/26/1982 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Michael Anthony Fiorentino | 208159 | 1 | 01/26/1982 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Arthur Wilbur Tower | 1038490 | 2 | 01/25/1982 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Harvey Wayne Shepherd | 421449 | 1 | 01/18/1982 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Thomas Norman Zirbel | 1031111 | 4 | 01/06/1982 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Arnold Arcus | 1313257 | 2 | 01/06/1982 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |