Our Staff has compiled our research into a database of FINRA Broker Disclosures. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Robert Roger Beuret | 20718 | 3 | 02/11/1982 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Bruce Thomas Odell | 828830 | 2 | 02/10/1982 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Warren George Berger | 19180 | 1 | 02/10/1982 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Kevin John Knobbe | 722026 | 2 | 02/09/1982 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Thomas Grady | 1048715 | 2 | 02/09/1982 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Paul Herman Berghoff | 19240 | 1 | 02/04/1982 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Simon Bronner | 1903475 | 1 | 02/03/1982 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Richard John Clark | 47797 | 1 | 02/01/1982 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| David William Blair | 3033854 | 2 | 02/01/1982 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Peggy Rider Vanover | 1037388 | 2 | 02/01/1982 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |