Our Staff has compiled our research into a database of FINRA Broker Disclosures. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Steven Kent Bednarik | 16643 | 1 | 02/26/1982 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| David Green Ginberg | 222146 | 3 | 02/26/1982 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Andrew Charles Marion | 2972197 | 1 | 02/22/1982 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| James William McLellan | 706853 | 3 | 02/19/1982 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Joseph John Weinrich | 461987 | 23 | 02/18/1982 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Ronald Neil Cookler | 500368 | 3 | 02/11/1982 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Alexander Altman | 500333 | 10 | 02/11/1982 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Ronald Leroy Thatcher | 444633 | 2 | 02/11/1982 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Charles Walter Tomasheski | 501934 | 1 | 02/11/1982 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Mitchell Louis Silverman | 500504 | 8 | 02/11/1982 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |