Our Staff has compiled our research into a database of FINRA Broker Disclosures. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Nickolas Geiser | 7514469 | 2 | 03/14/2023 | Criminal | Pending Charge | $0.00 | $0.00 | See FINRA Report |
| Michael Fasciglione | 1806486 | 30 | 03/12/2023 | Criminal | Pending Charge | $0.00 | $0.00 | See FINRA Report |
| Ryan John Lynch | 7412870 | 1 | 03/07/2023 | Criminal | Pending Charge | $0.00 | $0.00 | See FINRA Report |
| Allison Jean Terlip | 5530486 | 2 | 03/05/2023 | Criminal | Pending Charge | $0.00 | $0.00 | See FINRA Report |
| John Nelson Poulos | 5527131 | 2 | 01/30/2023 | Criminal | Pending Charge | $0.00 | $0.00 | See FINRA Report |
| Alan Eduardo Heinze | 6821417 | 2 | 01/24/2023 | Criminal | Pending Charge | $0.00 | $0.00 | See FINRA Report |
| Adam Wade Weibel | 2740840 | 1 | 01/18/2023 | Criminal | Pending Charge | $0.00 | $0.00 | See FINRA Report |
| Chad Brian Spezia | 6181656 | 2 | 01/07/2023 | Criminal | Pending Charge | $0.00 | $0.00 | See FINRA Report |
| Michael Hiroshi Okimura | 5045233 | 2 | 12/22/2022 | Criminal | Pending Charge | $0.00 | $0.00 | See FINRA Report |
| Stephen Jones | 7454000 | 3 | 12/16/2022 | Criminal | Pending Charge | $0.00 | $0.00 | See FINRA Report |