Our Staff has compiled our research into a database of FINRA Broker Disclosures. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Judith Lynn Staats | 1293780 | 1 | 01/20/1997 | Criminal | Pending Charge | $0.00 | $0.00 | See FINRA Report |
| James Richard Esbensen | 2890071 | 1 | 09/03/1990 | Criminal | Pending Charge | $0.00 | $0.00 | See FINRA Report |
| Robert T Hendrickson | 3256347 | 1 | 05/12/1989 | Criminal | Pending Charge | $0.00 | $0.00 | See FINRA Report |
| Antonio Bruno Giordano | 2564083 | 12 | 05/19/1978 | Criminal | Pending Charge | $0.00 | $0.00 | See FINRA Report |
| Douglas Eugene Green | 4356398 | 1 | 01/29/1973 | Criminal | Pending Charge | $0.00 | $0.00 | See FINRA Report |
| Lawrence Alan Berger | 3018066 | 1 | 05/09/1969 | Criminal | Pending Charge | $0.00 | $0.00 | See FINRA Report |