Our Staff has compiled our research into a database of FINRA Broker Disclosures. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| William Andrew Green | 7217659 | 1 | 05/18/2023 | Criminal | Pending Charge | $0.00 | $0.00 | See FINRA Report |
| Darren Ray Gingerich | 4236937 | 1 | 05/16/2023 | Criminal | Pending Charge | $0.00 | $0.00 | See FINRA Report |
| Timothy David Brinling | 5575135 | 2 | 05/10/2023 | Criminal | Pending Charge | $0.00 | $0.00 | See FINRA Report |
| Johnathan Lawrence Jarboe | 5753097 | 1 | 04/21/2023 | Criminal | Pending Charge | $0.00 | $0.00 | See FINRA Report |
| Shane Robert Niederer | 6202734 | 2 | 04/17/2023 | Criminal | Pending Charge | $0.00 | $0.00 | See FINRA Report |
| Victor Joseph Droubie | 1892542 | 7 | 04/14/2023 | Criminal | Pending Charge | $0.00 | $0.00 | See FINRA Report |
| Jason David Rodriguez | 7235778 | 1 | 04/06/2023 | Criminal | Pending Charge | $0.00 | $0.00 | See FINRA Report |
| Terrell Lee Hegge | 7424974 | 1 | 03/25/2023 | Criminal | Pending Charge | $0.00 | $0.00 | See FINRA Report |
| Darryl Matthew Cohen | 2786613 | 19 | 03/23/2023 | Criminal | Pending Charge | $0.00 | $0.00 | See FINRA Report |
| Rebekah Gaoping Schmierer | 6985731 | 1 | 03/21/2023 | Criminal | Pending Charge | $0.00 | $0.00 | See FINRA Report |