Our Staff has compiled our research into a database of FINRA Broker Disclosures. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Helen Grace Caldwell | 1957501 | 7 | 01/23/2024 | Criminal | Pending Charge | $0.00 | $0.00 | See FINRA Report |
| Lee Anthony Giobbie | 5096730 | 1 | 01/22/2024 | Criminal | Pending Charge | $0.00 | $0.00 | See FINRA Report |
| Thomas Eugene Hadley | 4547668 | 1 | 01/04/2024 | Criminal | Pending Charge | $0.00 | $0.00 | See FINRA Report |
| Richard John Atcavage | 6662186 | 2 | 01/03/2024 | Criminal | Pending Charge | $0.00 | $0.00 | See FINRA Report |
| Atticus Paul Lavelle | 7537369 | 1 | 12/22/2023 | Criminal | Pending Charge | $0.00 | $0.00 | See FINRA Report |
| James F Golino | 5230965 | 1 | 12/05/2023 | Criminal | Pending Charge | $0.00 | $0.00 | See FINRA Report |
| Mark William Olenyik | 5511773 | 1 | 11/22/2023 | Criminal | Pending Charge | $0.00 | $0.00 | See FINRA Report |
| Howard Joseph Gross | 7220075 | 1 | 11/22/2023 | Criminal | Pending Charge | $0.00 | $0.00 | See FINRA Report |
| Michael Martin Hoffman | 2286602 | 1 | 11/21/2023 | Criminal | Pending Charge | $0.00 | $0.00 | See FINRA Report |
| Ronald Earl Donofrio | 1373353 | 1 | 11/06/2023 | Criminal | Pending Charge | $0.00 | $0.00 | See FINRA Report |