Our Staff has compiled our research into a database of FINRA Broker Disclosures. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| James John Futey | 1056833 | 1 | 11/09/1998 | Criminal | Pending Charge | $0.00 | $0.00 | See FINRA Report |
| Judith Lynn Staats | 1293780 | 1 | 01/20/1997 | Criminal | Pending Charge | $0.00 | $0.00 | See FINRA Report |