Our Staff has compiled our research into a database of FINRA Broker Disclosures. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| William David Shapiro | 3053901 | 1 | 02/06/2004 | Criminal | Pending Charge | $0.00 | $0.00 | See FINRA Report |
| Larry Thomas Balentine | 11239 | 2 | 08/15/2003 | Criminal | Pending Charge | $0.00 | $0.00 | See FINRA Report |
| Fredric David Leffler | 1751748 | 1 | 07/01/2003 | Criminal | Pending Charge | $0.00 | $0.00 | See FINRA Report |
| George Alexander Deussen | 2545262 | 3 | 05/19/2003 | Criminal | Pending Charge | $0.00 | $0.00 | See FINRA Report |
| Kenneth Ray Bell | 2191634 | 2 | 03/05/2003 | Criminal | Pending Charge | $0.00 | $0.00 | See FINRA Report |
| Paul Edward R Lambert | 1452716 | 1 | 03/04/2003 | Criminal | Pending Charge | $0.00 | $0.00 | See FINRA Report |
| Darwin R Martinez | 1493059 | 3 | 01/01/2002 | Criminal | Pending Charge | $0.00 | $0.00 | See FINRA Report |
| Brian Anthony Albiar | 4204463 | 1 | 12/14/2001 | Criminal | Pending Charge | $0.00 | $0.00 | See FINRA Report |
| Donald Ralph Harmer | 2386417 | 2 | 11/14/2001 | Criminal | Pending Charge | $0.00 | $0.00 | See FINRA Report |
| Diane Jean Goodwin | 1769492 | 1 | 07/19/2001 | Criminal | Pending Charge | $0.00 | $0.00 | See FINRA Report |