Our Staff has compiled our research into a database of FINRA Broker Disclosures. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Robert Merle Haines | 2142540 | 1 | 09/01/2005 | Criminal | Pending Charge | $0.00 | $0.00 | See FINRA Report |
| Alan Reinhold Peterson | 1315018 | 3 | 12/29/2004 | Criminal | Pending Charge | $0.00 | $0.00 | See FINRA Report |
| David Bruce Townley | 1639007 | 1 | 07/07/2004 | Criminal | Pending Charge | $0.00 | $0.00 | See FINRA Report |
| Dwain Thompson Jackson | 255990 | 1 | 04/07/2004 | Criminal | Pending Charge | $0.00 | $0.00 | See FINRA Report |
| Alan Reinhold Peterson | 1315018 | 3 | 04/06/2004 | Criminal | Pending Charge | $0.00 | $0.00 | See FINRA Report |
| Edward C Wright | 4512747 | 2 | 03/20/2004 | Criminal | Pending Charge | $0.00 | $0.00 | See FINRA Report |
| James Mandel Hawkins | 1611794 | 1 | 03/18/2004 | Criminal | Pending Charge | $0.00 | $0.00 | See FINRA Report |
| Theodore Roosevelt Harmon | 2270156 | 2 | 02/23/2004 | Criminal | Pending Charge | $0.00 | $0.00 | See FINRA Report |
| Gary John Payne | 1045952 | 2 | 02/11/2004 | Criminal | Pending Charge | $0.00 | $0.00 | See FINRA Report |
| James Frederick Shahbazian | 1587331 | 1 | 02/10/2004 | Criminal | Pending Charge | $0.00 | $0.00 | See FINRA Report |