Our Staff has compiled our research into a database of FINRA Broker Disclosures. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Andrew Milligan | 5806927 | 1 | 04/18/2013 | Criminal | Pending Charge | $0.00 | $0.00 | See FINRA Report |
| Christine Parker Deyoung | 1710794 | 1 | 04/18/2013 | Criminal | Pending Charge | $0.00 | $0.00 | See FINRA Report |
| Clay Morton McCormack | 5874097 | 5 | 03/18/2013 | Criminal | Pending Charge | $0.00 | $0.00 | See FINRA Report |
| Bradley Keith Hintz | 5493805 | 1 | 03/15/2013 | Criminal | Pending Charge | $0.00 | $0.00 | See FINRA Report |
| Mickey Gene Rose | 3134477 | 7 | 03/08/2013 | Criminal | Pending Charge | $0.00 | $0.00 | See FINRA Report |
| Wayne Allen Parrish | 2257333 | 3 | 03/07/2013 | Criminal | Pending Charge | $0.00 | $0.00 | See FINRA Report |
| Rory Dee Sanders | 2477066 | 1 | 02/07/2013 | Criminal | Pending Charge | $0.00 | $0.00 | See FINRA Report |
| Steven Ernest Lux | 1036082 | 1 | 01/06/2013 | Criminal | Pending Charge | $0.00 | $0.00 | See FINRA Report |
| Jeffery Allen Holloway | 6014602 | 1 | 01/03/2013 | Criminal | Pending Charge | $0.00 | $0.00 | See FINRA Report |
| Robert Kenneth Gallmann | 1028653 | 1 | 01/01/2013 | Criminal | Pending Charge | $0.00 | $0.00 | See FINRA Report |