Our Staff has compiled our research into a database of FINRA Broker Disclosures. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Gery Michael Williams | 1100172 | 7 | 09/11/2014 | Criminal | Pending Charge | $0.00 | $0.00 | See FINRA Report |
| James Roman Walsh | 3272698 | 1 | 09/09/2014 | Criminal | Pending Charge | $0.00 | $0.00 | See FINRA Report |
| Jeffrey Brian Grove | 3000877 | 4 | 08/29/2014 | Criminal | Pending Charge | $0.00 | $0.00 | See FINRA Report |
| Matthew Tully Bond | 6067410 | 2 | 08/02/2014 | Criminal | Pending Charge | $0.00 | $0.00 | See FINRA Report |
| Gery Michael Williams | 1100172 | 7 | 08/01/2014 | Criminal | Pending Charge | $0.00 | $0.00 | See FINRA Report |
| Timothy Weller Paul | 5930414 | 2 | 07/20/2014 | Criminal | Pending Charge | $0.00 | $0.00 | See FINRA Report |
| Mark William Glover | 5644438 | 2 | 07/16/2014 | Criminal | Pending Charge | $0.00 | $0.00 | See FINRA Report |
| Brian Ampferer Ward | 2271214 | 6 | 06/29/2014 | Criminal | Pending Charge | $0.00 | $0.00 | See FINRA Report |
| Jonathan Paul Mangiapane | 5842476 | 1 | 05/30/2014 | Criminal | Pending Charge | $0.00 | $0.00 | See FINRA Report |
| Howard Eli Halbreich | 2189260 | 1 | 05/27/2014 | Criminal | Pending Charge | $0.00 | $0.00 | See FINRA Report |