Our Staff has compiled our research into a database of FINRA Broker Disclosures. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Rice Alexander Jacobs | 5787196 | 3 | 12/19/2014 | Criminal | Pending Charge | $0.00 | $0.00 | See FINRA Report |
| Joel William Victory | 5137138 | 3 | 12/18/2014 | Criminal | Pending Charge | $0.00 | $0.00 | See FINRA Report |
| Hasaranga Mulugunage Samarasekera | 5328197 | 1 | 12/15/2014 | Criminal | Pending Charge | $0.00 | $0.00 | See FINRA Report |
| Charles Caleb Fackrell | 5369665 | 16 | 12/08/2014 | Criminal | Pending Charge | $0.00 | $0.00 | See FINRA Report |
| Julie Ann Coffey | 6021976 | 2 | 11/08/2014 | Criminal | Pending Charge | $0.00 | $0.00 | See FINRA Report |
| John Peter Dealto | 4582624 | 2 | 10/24/2014 | Criminal | Pending Charge | $0.00 | $0.00 | See FINRA Report |
| Shawn C Lyman | 6246076 | 1 | 10/22/2014 | Criminal | Pending Charge | $0.00 | $0.00 | See FINRA Report |
| Chad Gordon Janko | 4006927 | 1 | 10/12/2014 | Criminal | Pending Charge | $0.00 | $0.00 | See FINRA Report |
| Andrew Stephen Gordon | 1962991 | 2 | 09/19/2014 | Criminal | Pending Charge | $0.00 | $0.00 | See FINRA Report |
| David William Latham | 1921694 | 1 | 09/13/2014 | Criminal | Pending Charge | $0.00 | $0.00 | See FINRA Report |