Our Staff has compiled our research into a database of FINRA Broker Disclosures. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| John Ashley Stutzman | 6113197 | 1 | 07/13/2015 | Criminal | Pending Charge | $0.00 | $0.00 | See FINRA Report |
| Ryan Michael Hill | 4449918 | 1 | 07/08/2015 | Criminal | Pending Charge | $0.00 | $0.00 | See FINRA Report |
| Fredric Lance Traughber | 2933267 | 3 | 03/17/2015 | Criminal | Pending Charge | $0.00 | $0.00 | See FINRA Report |
| William Gibson Magill | 5518720 | 1 | 03/11/2015 | Criminal | Pending Charge | $0.00 | $0.00 | See FINRA Report |
| Michael Allan Wytanis | 1220337 | 2 | 03/05/2015 | Criminal | Pending Charge | $0.00 | $0.00 | See FINRA Report |
| James Michael Casey | 1791115 | 8 | 02/17/2015 | Criminal | Pending Charge | $0.00 | $0.00 | See FINRA Report |
| Barbara P Davis | 5575569 | 1 | 01/29/2015 | Criminal | Pending Charge | $0.00 | $0.00 | See FINRA Report |
| Robert Marcus Thaler | 6063342 | 1 | 01/11/2015 | Criminal | Pending Charge | $0.00 | $0.00 | See FINRA Report |
| Alexander Samuel Kish | 1266048 | 2 | 01/07/2015 | Criminal | Pending Charge | $0.00 | $0.00 | See FINRA Report |
| James Edward Harris | 2462102 | 1 | 01/04/2015 | Criminal | Pending Charge | $0.00 | $0.00 | See FINRA Report |