Our Staff has compiled our research into a database of FINRA Broker Disclosures. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Michael Carr Teegarden | 4245335 | 3 | 10/09/2015 | Criminal | Pending Charge | $0.00 | $0.00 | See FINRA Report |
| Erick Frausto | 5679758 | 2 | 09/28/2015 | Criminal | Pending Charge | $0.00 | $0.00 | See FINRA Report |
| Patrick Emanuel Sutherland | 3042322 | 2 | 09/21/2015 | Criminal | Pending Charge | $0.00 | $0.00 | See FINRA Report |
| Melinda M Ariosa | 1460568 | 4 | 09/18/2015 | Criminal | Pending Charge | $0.00 | $0.00 | See FINRA Report |
| Darrell Andrew de Leoz | 5052826 | 2 | 09/16/2015 | Criminal | Pending Charge | $0.00 | $0.00 | See FINRA Report |
| Mark David Dickinson | 4034357 | 3 | 09/02/2015 | Criminal | Pending Charge | $0.00 | $0.00 | See FINRA Report |
| Dennis William Glynn | 1280269 | 2 | 08/26/2015 | Criminal | Pending Charge | $0.00 | $0.00 | See FINRA Report |
| Dennis William Glynn | 1280269 | 2 | 08/13/2015 | Criminal | Pending Charge | $0.00 | $0.00 | See FINRA Report |
| Samuel Michael Lombardo | 1420168 | 2 | 08/13/2015 | Criminal | Pending Charge | $0.00 | $0.00 | See FINRA Report |
| Francesco Puccio | 3204237 | 10 | 07/15/2015 | Criminal | Pending Charge | $0.00 | $0.00 | See FINRA Report |