Our Staff has compiled our research into a database of FINRA Broker Disclosures. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Nicholas Charles McInally | 6353771 | 2 | 05/25/2016 | Criminal | Pending Charge | $0.00 | $0.00 | See FINRA Report |
| Thomas James Juntunen | 1302500 | 1 | 05/21/2016 | Criminal | Pending Charge | $0.00 | $0.00 | See FINRA Report |
| Darrell Scott Buchwald | 1143779 | 1 | 05/20/2016 | Criminal | Pending Charge | $0.00 | $0.00 | See FINRA Report |
| John Leslie Turner | 4866416 | 1 | 05/08/2016 | Criminal | Pending Charge | $0.00 | $0.00 | See FINRA Report |
| Edward Mario Labanara | 710622 | 1 | 05/05/2016 | Criminal | Pending Charge | $0.00 | $0.00 | See FINRA Report |
| Akannaka Kwame Williams | 6405595 | 2 | 04/25/2016 | Criminal | Pending Charge | $0.00 | $0.00 | See FINRA Report |
| Elizabeth Leigh Russell | 5416294 | 1 | 04/11/2016 | Criminal | Pending Charge | $0.00 | $0.00 | See FINRA Report |
| Mona Shedd | 2210203 | 1 | 04/01/2016 | Criminal | Pending Charge | $0.00 | $0.00 | See FINRA Report |
| Steven James Frystak | 2585911 | 2 | 03/31/2016 | Criminal | Pending Charge | $0.00 | $0.00 | See FINRA Report |
| Charles Caleb Fackrell | 5369665 | 16 | 03/17/2016 | Criminal | Pending Charge | $0.00 | $0.00 | See FINRA Report |