Our Staff has compiled our research into a database of FINRA Broker Disclosures. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Brian Scot Winchester | 2741090 | 2 | 08/16/2016 | Criminal | Pending Charge | $0.00 | $0.00 | See FINRA Report |
| Kathleen Marie Steele | 1901481 | 3 | 08/11/2016 | Criminal | Pending Charge | $0.00 | $0.00 | See FINRA Report |
| Mark Lee Baggerly | 2951315 | 8 | 08/01/2016 | Criminal | Pending Charge | $0.00 | $0.00 | See FINRA Report |
| Andrey Chekalin | 6011171 | 6 | 07/05/2016 | Criminal | Pending Charge | $0.00 | $0.00 | See FINRA Report |
| David K Mallett | 5145838 | 7 | 07/03/2016 | Criminal | Pending Charge | $0.00 | $0.00 | See FINRA Report |
| Kevin Jin Yi | 6461764 | 2 | 06/26/2016 | Criminal | Pending Charge | $0.00 | $0.00 | See FINRA Report |
| Atish Bagrodia | 5266461 | 1 | 06/23/2016 | Criminal | Pending Charge | $0.00 | $0.00 | See FINRA Report |
| Scott Eliot Simon | 1659821 | 3 | 06/09/2016 | Criminal | Pending Charge | $0.00 | $0.00 | See FINRA Report |
| Melvin Elwood Case | 2393464 | 8 | 06/03/2016 | Criminal | Pending Charge | $0.00 | $0.00 | See FINRA Report |
| Erika Leigh Linthicum | 5420014 | 1 | 05/31/2016 | Criminal | Pending Charge | $0.00 | $0.00 | See FINRA Report |