Potomac Analytics' Logo

FINRA Broker Disclosures

Our Staff has compiled our research into a database of FINRA Broker Disclosures. Search or filter the database to find more about a specific broker.

Search by Name, CRD, Disclosures, or Damages:

Filter by:

Sort by:

Displaying 21-30 out of 462 results
Name CRD Total Disclosures Filing Date Disclosure Type Disclosure Status Damages Requested Damages Granted FINRA Reports
Andrew Gouhin7140839105/13/2024CriminalPending Charge$0.00$0.00See FINRA Report
Jose Augusto Barrera7501649105/11/2024CriminalPending Charge$0.00$0.00See FINRA Report
Kyle Jeffrey Smith6411194105/05/2024CriminalPending Charge$0.00$0.00See FINRA Report
Michael Joseph Whitaker6316100504/17/2024CriminalPending Charge$0.00$0.00See FINRA Report
Caesar R Rossitto6402117104/15/2024CriminalPending Charge$0.00$0.00See FINRA Report
Jesse Rafael Reyna7250073104/09/2024CriminalPending Charge$0.00$0.00See FINRA Report
Juan M Garcia5852036104/04/2024CriminalPending Charge$0.00$0.00See FINRA Report
Ryan John Selleny7306163203/28/2024CriminalPending Charge$0.00$0.00See FINRA Report
Jason Wayne Peterson4183675103/20/2024CriminalPending Charge$0.00$0.00See FINRA Report
Andrew William Payne5607123403/20/2024CriminalPending Charge$0.00$0.00See FINRA Report

462 Results

Display: