Our Staff has compiled our research into a database of FINRA Broker Disclosures. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Joseph Nicholas Tommasino | 1204082 | 2 | 12/07/2016 | Criminal | Pending Charge | $0.00 | $0.00 | See FINRA Report |
| William Anthony McDonough | 2842198 | 4 | 12/01/2016 | Criminal | Pending Charge | $0.00 | $0.00 | See FINRA Report |
| Alexandria R Rankin | 6291855 | 1 | 11/12/2016 | Criminal | Pending Charge | $0.00 | $0.00 | See FINRA Report |
| Curtis Eugene Fett | 1176045 | 1 | 11/03/2016 | Criminal | Pending Charge | $0.00 | $0.00 | See FINRA Report |
| Stanley Calvin Pigue | 5365194 | 2 | 10/12/2016 | Criminal | Pending Charge | $0.00 | $0.00 | See FINRA Report |
| Darren Edward Reinertsen | 1918960 | 3 | 10/10/2016 | Criminal | Pending Charge | $0.00 | $0.00 | See FINRA Report |
| Derek Richard Gordon | 5031995 | 3 | 09/28/2016 | Criminal | Pending Charge | $0.00 | $0.00 | See FINRA Report |
| Koko R Hunt | 4310446 | 5 | 09/06/2016 | Criminal | Pending Charge | $0.00 | $0.00 | See FINRA Report |
| Brendan N Dolan | 2750567 | 4 | 09/06/2016 | Criminal | Pending Charge | $0.00 | $0.00 | See FINRA Report |
| John Jong Wook Kim | 6293189 | 1 | 09/04/2016 | Criminal | Pending Charge | $0.00 | $0.00 | See FINRA Report |