Our Staff has compiled our research into a database of FINRA Broker Disclosures. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Thomas L Hayes | 5885034 | 1 | 06/22/2017 | Criminal | Pending Charge | $0.00 | $0.00 | See FINRA Report |
| Thomas Llewellyn Kalaris | 1502851 | 1 | 06/20/2017 | Criminal | Pending Charge | $0.00 | $0.00 | See FINRA Report |
| Roger Allan Jenkins | 1759843 | 1 | 06/20/2017 | Criminal | Pending Charge | $0.00 | $0.00 | See FINRA Report |
| Christopher Atiles-Velazquez | 6735934 | 1 | 05/30/2017 | Criminal | Pending Charge | $0.00 | $0.00 | See FINRA Report |
| Brian Frederick Gimelson | 2262474 | 14 | 05/22/2017 | Criminal | Pending Charge | $0.00 | $0.00 | See FINRA Report |
| Scott Couture | 6129085 | 3 | 05/03/2017 | Criminal | Pending Charge | $0.00 | $0.00 | See FINRA Report |
| Scott Couture | 6129085 | 3 | 05/03/2017 | Criminal | Pending Charge | $0.00 | $0.00 | See FINRA Report |
| Kathleen Jones | 6406641 | 1 | 04/30/2017 | Criminal | Pending Charge | $0.00 | $0.00 | See FINRA Report |
| David Arthur Wismer | 2397960 | 5 | 04/08/2017 | Criminal | Pending Charge | $0.00 | $0.00 | See FINRA Report |
| Michael Eric Sallee | 6357919 | 3 | 04/03/2017 | Criminal | Pending Charge | $0.00 | $0.00 | See FINRA Report |