Our Staff has compiled our research into a database of FINRA Broker Disclosures. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Gregory Shawn Jenkins | 4701900 | 2 | 09/15/2017 | Criminal | Pending Charge | $0.00 | $0.00 | See FINRA Report |
| John Richard Davis | 4759867 | 4 | 09/06/2017 | Criminal | Pending Charge | $0.00 | $0.00 | See FINRA Report |
| Kevin King | 6720797 | 3 | 08/31/2017 | Criminal | Pending Charge | $0.00 | $0.00 | See FINRA Report |
| Dawn Bennett | 1567051 | 47 | 08/28/2017 | Criminal | Pending Charge | $0.00 | $0.00 | See FINRA Report |
| Kevin Casey Flynn | 1069857 | 2 | 08/25/2017 | Criminal | Pending Charge | $0.00 | $0.00 | See FINRA Report |
| David Lee Bonuccelli | 1180593 | 2 | 08/24/2017 | Criminal | Pending Charge | $0.00 | $0.00 | See FINRA Report |
| Peter Richard Erhart | 1681938 | 3 | 08/08/2017 | Criminal | Pending Charge | $0.00 | $0.00 | See FINRA Report |
| John Robert Voor | 1950685 | 5 | 07/25/2017 | Criminal | Pending Charge | $0.00 | $0.00 | See FINRA Report |
| Gregory Micheal Coslian | 1104687 | 1 | 07/15/2017 | Criminal | Pending Charge | $0.00 | $0.00 | See FINRA Report |
| Bryan Heath Brown | 5024607 | 1 | 06/29/2017 | Criminal | Pending Charge | $0.00 | $0.00 | See FINRA Report |