Our Staff has compiled our research into a database of FINRA Broker Disclosures. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Samantha Olympia Garcia | 6659163 | 1 | 03/22/2018 | Criminal | Pending Charge | $0.00 | $0.00 | See FINRA Report |
| Joshua John Mietelski | 4170566 | 1 | 03/21/2018 | Criminal | Pending Charge | $0.00 | $0.00 | See FINRA Report |
| Blair Edwards Olsen | 1545765 | 5 | 03/20/2018 | Criminal | Pending Charge | $0.00 | $0.00 | See FINRA Report |
| Juan L Flores | 5440986 | 1 | 03/16/2018 | Criminal | Pending Charge | $0.00 | $0.00 | See FINRA Report |
| Robert Gerard Merlo | 1608409 | 4 | 02/28/2018 | Criminal | Pending Charge | $0.00 | $0.00 | See FINRA Report |
| Robert A Degoria | 4568150 | 1 | 02/27/2018 | Criminal | Pending Charge | $0.00 | $0.00 | See FINRA Report |
| Bradlee Thomas Bame | 5668339 | 2 | 02/27/2018 | Criminal | Pending Charge | $0.00 | $0.00 | See FINRA Report |
| Mitchell Allen Crafton | 5870186 | 1 | 02/27/2018 | Criminal | Pending Charge | $0.00 | $0.00 | See FINRA Report |
| Thomas King Lagan | 1925250 | 1 | 02/23/2018 | Criminal | Pending Charge | $0.00 | $0.00 | See FINRA Report |
| Rita Marie Dulya | 2050796 | 5 | 02/16/2018 | Criminal | Pending Charge | $0.00 | $0.00 | See FINRA Report |