Our Staff has compiled our research into a database of FINRA Broker Disclosures. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Samuel Jack Corn | 3056449 | 1 | 07/07/2018 | Criminal | Pending Charge | $0.00 | $0.00 | See FINRA Report |
| Trent R Jones | 3061582 | 4 | 07/02/2018 | Criminal | Pending Charge | $0.00 | $0.00 | See FINRA Report |
| Andrew Michael Dell | 1065036 | 2 | 06/19/2018 | Criminal | Pending Charge | $0.00 | $0.00 | See FINRA Report |
| Keith Raymond Sartini | 5295814 | 2 | 05/08/2018 | Criminal | Pending Charge | $0.00 | $0.00 | See FINRA Report |
| Larry Gene Torgerson | 3251405 | 1 | 05/07/2018 | Criminal | Pending Charge | $0.00 | $0.00 | See FINRA Report |
| Aaron L Austin | 5481214 | 5 | 04/24/2018 | Criminal | Pending Charge | $0.00 | $0.00 | See FINRA Report |
| Kenneth Kirk Vaishville | 2286184 | 2 | 04/22/2018 | Criminal | Pending Charge | $0.00 | $0.00 | See FINRA Report |
| Jason Cureg Schlepphorst | 4592505 | 1 | 04/12/2018 | Criminal | Pending Charge | $0.00 | $0.00 | See FINRA Report |
| Brandon Marcellus Shaw | 6262479 | 1 | 03/31/2018 | Criminal | Pending Charge | $0.00 | $0.00 | See FINRA Report |
| Gregory A Eaddy | 4635104 | 2 | 03/31/2018 | Criminal | Pending Charge | $0.00 | $0.00 | See FINRA Report |