Our Staff has compiled our research into a database of FINRA Broker Disclosures. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Dean Harrison Grant | 1945209 | 7 | 03/01/2019 | Criminal | Pending Charge | $0.00 | $0.00 | See FINRA Report |
| Lawrence E Hagedorn | 1794077 | 8 | 02/15/2019 | Criminal | Pending Charge | $0.00 | $0.00 | See FINRA Report |
| Lyle C Pataky | 6074310 | 1 | 01/29/2019 | Criminal | Pending Charge | $0.00 | $0.00 | See FINRA Report |
| Stanley Newcomb Martin | 1476211 | 6 | 01/24/2019 | Criminal | Pending Charge | $0.00 | $0.00 | See FINRA Report |
| Timothy Peter Ray | 5538136 | 1 | 01/18/2019 | Criminal | Pending Charge | $0.00 | $0.00 | See FINRA Report |
| Jonas Knopf | 1283125 | 2 | 12/14/2018 | Criminal | Pending Charge | $0.00 | $0.00 | See FINRA Report |
| Matt R Merget | 6776899 | 1 | 11/27/2018 | Criminal | Pending Charge | $0.00 | $0.00 | See FINRA Report |
| Christopher Lee Hibbard | 3176484 | 14 | 11/06/2018 | Criminal | Pending Charge | $0.00 | $0.00 | See FINRA Report |
| Brian William Hicks | 5415141 | 1 | 11/05/2018 | Criminal | Pending Charge | $0.00 | $0.00 | See FINRA Report |
| David Del Rio | 4771963 | 6 | 10/24/2018 | Criminal | Pending Charge | $0.00 | $0.00 | See FINRA Report |