Our Staff has compiled our research into a database of FINRA Broker Disclosures. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| David Allen Oconnell | 4562439 | 1 | 07/02/2019 | Criminal | Pending Charge | $0.00 | $0.00 | See FINRA Report |
| Eric John Peterson | 2886307 | 2 | 06/25/2019 | Criminal | Pending Charge | $0.00 | $0.00 | See FINRA Report |
| Gary Lee Barr | 4847975 | 3 | 06/14/2019 | Criminal | Pending Charge | $0.00 | $0.00 | See FINRA Report |
| Jeremy Michael Burrow | 7003759 | 1 | 06/10/2019 | Criminal | Pending Charge | $0.00 | $0.00 | See FINRA Report |
| Charles Edward Blaser | 6025869 | 1 | 05/24/2019 | Criminal | Pending Charge | $0.00 | $0.00 | See FINRA Report |
| Nicholas George Moschouris | 5415772 | 1 | 05/19/2019 | Criminal | Pending Charge | $0.00 | $0.00 | See FINRA Report |
| Tanner Joseph Wall | 6603513 | 2 | 05/18/2019 | Criminal | Pending Charge | $0.00 | $0.00 | See FINRA Report |
| Michael Patrick Nanto | 6321656 | 3 | 04/16/2019 | Criminal | Pending Charge | $0.00 | $0.00 | See FINRA Report |
| John Robert Barrows | 721515 | 3 | 04/13/2019 | Criminal | Pending Charge | $0.00 | $0.00 | See FINRA Report |
| Wilie Jones | 1575936 | 2 | 03/12/2019 | Criminal | Pending Charge | $0.00 | $0.00 | See FINRA Report |