Our Staff has compiled our research into a database of FINRA Broker Disclosures. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Joseph William McMaster | 7598326 | 1 | 12/07/2022 | Criminal | Pending Charge | $0.00 | $0.00 | See FINRA Report |
| Lucas Alan Burton | 5596824 | 1 | 12/02/2022 | Criminal | Pending Charge | $0.00 | $0.00 | See FINRA Report |
| Roberto E Gotay | 6436179 | 1 | 12/02/2022 | Criminal | Pending Charge | $0.00 | $0.00 | See FINRA Report |
| Thomas Paul Charmley | 4207973 | 2 | 11/28/2022 | Criminal | Pending Charge | $0.00 | $0.00 | See FINRA Report |
| Cameran Denai Soto | 7606752 | 1 | 11/23/2022 | Criminal | Pending Charge | $0.00 | $0.00 | See FINRA Report |
| Michael Onwuka Nzei | 6949841 | 1 | 11/22/2022 | Criminal | Pending Charge | $0.00 | $0.00 | See FINRA Report |
| Klynn Baptist | 7562558 | 1 | 11/18/2022 | Criminal | Pending Charge | $0.00 | $0.00 | See FINRA Report |
| Nickitia Klingerman | 6002179 | 1 | 11/17/2022 | Criminal | Pending Charge | $0.00 | $0.00 | See FINRA Report |
| Catherine Chavez | 5875277 | 1 | 11/13/2022 | Criminal | Pending Charge | $0.00 | $0.00 | See FINRA Report |
| Gary B Gross | 2474716 | 2 | 11/04/2022 | Criminal | Pending Charge | $0.00 | $0.00 | See FINRA Report |