Our Staff has compiled our research into a database of FINRA Broker Disclosures. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Timothy Walter Gibson | 7039609 | 1 | 05/29/2020 | Criminal | Pending Charge | $0.00 | $0.00 | See FINRA Report |
| Nicholas Gerald Tullock | 5668466 | 1 | 05/26/2020 | Criminal | Pending Charge | $0.00 | $0.00 | See FINRA Report |
| Kevin John Herne | 5320629 | 5 | 05/15/2020 | Criminal | Pending Charge | $0.00 | $0.00 | See FINRA Report |
| John Ruello | 2238523 | 1 | 05/01/2020 | Criminal | Pending Charge | $0.00 | $0.00 | See FINRA Report |
| Daryll Damon Claxton | 5351890 | 1 | 04/27/2020 | Criminal | Pending Charge | $0.00 | $0.00 | See FINRA Report |
| Jared Eli Ellis | 5618664 | 4 | 03/31/2020 | Criminal | Pending Charge | $0.00 | $0.00 | See FINRA Report |
| Steven Randall Burch | 4063883 | 2 | 03/11/2020 | Criminal | Pending Charge | $0.00 | $0.00 | See FINRA Report |
| Shaiful Chowdhury | 5987360 | 3 | 02/25/2020 | Criminal | Pending Charge | $0.00 | $0.00 | See FINRA Report |
| Gamal Anwar Kareem | 5293541 | 4 | 02/10/2020 | Criminal | Pending Charge | $0.00 | $0.00 | See FINRA Report |
| Samuel Thomas Hamra | 6426202 | 2 | 01/23/2020 | Criminal | Pending Charge | $0.00 | $0.00 | See FINRA Report |