Our Staff has compiled our research into a database of FINRA Broker Disclosures. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Randy Bruce Laakso | 2499272 | 2 | 10/20/2020 | Criminal | Pending Charge | $0.00 | $0.00 | See FINRA Report |
| Mohammad Jawad Ansari | 5106107 | 1 | 10/06/2020 | Criminal | Pending Charge | $0.00 | $0.00 | See FINRA Report |
| Albert R Desrochers | 4868358 | 2 | 09/18/2020 | Criminal | Pending Charge | $0.00 | $0.00 | See FINRA Report |
| Albert R Desrochers | 4868358 | 2 | 09/18/2020 | Criminal | Pending Charge | $0.00 | $0.00 | See FINRA Report |
| Joseph J Connors | 6946082 | 2 | 09/18/2020 | Criminal | Pending Charge | $0.00 | $0.00 | See FINRA Report |
| Perry B Gralitzer | 2654913 | 3 | 09/15/2020 | Criminal | Pending Charge | $0.00 | $0.00 | See FINRA Report |
| Casey J Kemerly | 4707270 | 2 | 08/26/2020 | Criminal | Pending Charge | $0.00 | $0.00 | See FINRA Report |
| Robert John Krygsheld | 4517590 | 1 | 08/04/2020 | Criminal | Pending Charge | $0.00 | $0.00 | See FINRA Report |
| Jakob Azevedo | 6587905 | 2 | 06/19/2020 | Criminal | Pending Charge | $0.00 | $0.00 | See FINRA Report |
| Ramsey Patrick Wolfe | 6202636 | 1 | 06/17/2020 | Criminal | Pending Charge | $0.00 | $0.00 | See FINRA Report |