Our Staff has compiled our research into a database of FINRA Broker Disclosures. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| John-Peter Curcio | 2400652 | 1 | 08/25/2021 | Criminal | Pending Charge | $0.00 | $0.00 | See FINRA Report |
| Nicholas Spagnoletti | 2088786 | 1 | 08/13/2021 | Criminal | Pending Charge | $0.00 | $0.00 | See FINRA Report |
| Alder Ruiz Serafin | 6613671 | 1 | 08/09/2021 | Criminal | Pending Charge | $0.00 | $0.00 | See FINRA Report |
| Stacee Lei Bradley | 7320122 | 3 | 08/06/2021 | Criminal | Pending Charge | $0.00 | $0.00 | See FINRA Report |
| Melissa Carol Escamilla | 6398841 | 1 | 08/06/2021 | Criminal | Pending Charge | $0.00 | $0.00 | See FINRA Report |
| Audra D Stevenson | 4355595 | 2 | 08/01/2021 | Criminal | Pending Charge | $0.00 | $0.00 | See FINRA Report |
| Jay Conan Dougall | 4482425 | 6 | 07/28/2021 | Criminal | Pending Charge | $0.00 | $0.00 | See FINRA Report |
| Jay Conan Dougall | 4482425 | 6 | 07/28/2021 | Criminal | Pending Charge | $0.00 | $0.00 | See FINRA Report |
| Jay Conan Dougall | 4482425 | 6 | 07/28/2021 | Criminal | Pending Charge | $0.00 | $0.00 | See FINRA Report |
| Jay Conan Dougall | 4482425 | 6 | 07/28/2021 | Criminal | Pending Charge | $0.00 | $0.00 | See FINRA Report |