Our Staff has compiled our research into a database of FINRA Broker Disclosures. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Kaival Patel | 4470522 | 5 | 01/19/2022 | Criminal | Pending Charge | $0.00 | $0.00 | See FINRA Report |
| Ryan Patrick Sullivan | 4271152 | 1 | 01/18/2022 | Criminal | Pending Charge | $0.00 | $0.00 | See FINRA Report |
| Donald David Granzow | 1722394 | 1 | 12/02/2021 | Criminal | Pending Charge | $0.00 | $0.00 | See FINRA Report |
| Jonathan Howson | 6216882 | 1 | 11/05/2021 | Criminal | Pending Charge | $0.00 | $0.00 | See FINRA Report |
| Kenneth Andrews Welsh | 4657872 | 11 | 10/28/2021 | Criminal | Pending Charge | $0.00 | $0.00 | See FINRA Report |
| Adam C Ellison | 6073346 | 4 | 10/20/2021 | Criminal | Pending Charge | $0.00 | $0.00 | See FINRA Report |
| Gerard Frederick Stellwagen | 1005272 | 1 | 10/14/2021 | Criminal | Pending Charge | $0.00 | $0.00 | See FINRA Report |
| Perry B Gralitzer | 2654913 | 3 | 10/08/2021 | Criminal | Pending Charge | $0.00 | $0.00 | See FINRA Report |
| Stephen Joseph Hannah | 4528262 | 6 | 10/04/2021 | Criminal | Pending Charge | $0.00 | $0.00 | See FINRA Report |
| Joseph A Gross | 4468261 | 1 | 09/23/2021 | Criminal | Pending Charge | $0.00 | $0.00 | See FINRA Report |