Our Staff has compiled our research into a database of FINRA Broker Disclosures. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Edwin Echeverry | 5150333 | 1 | 05/05/2022 | Criminal | Pending Charge | $0.00 | $0.00 | See FINRA Report |
| James Merle Weiss | 4505490 | 3 | 04/02/2022 | Criminal | Pending Charge | $0.00 | $0.00 | See FINRA Report |
| Thomas Alvin Vernor | 1277533 | 3 | 04/01/2022 | Criminal | Pending Charge | $0.00 | $0.00 | See FINRA Report |
| Neil Adleberg | 1508392 | 1 | 03/22/2022 | Criminal | Pending Charge | $0.00 | $0.00 | See FINRA Report |
| Jeremy Welch | 6845270 | 1 | 03/03/2022 | Criminal | Pending Charge | $0.00 | $0.00 | See FINRA Report |
| Brian Harris | 5606544 | 2 | 02/11/2022 | Criminal | Pending Charge | $0.00 | $0.00 | See FINRA Report |
| Paidemoyo Brian Charasika | 4091183 | 8 | 01/30/2022 | Criminal | Pending Charge | $0.00 | $0.00 | See FINRA Report |
| Curtis Lee Schmitt | 6050045 | 1 | 01/23/2022 | Criminal | Pending Charge | $0.00 | $0.00 | See FINRA Report |
| Joseph Neil Manassa | 6684695 | 3 | 01/21/2022 | Criminal | Pending Charge | $0.00 | $0.00 | See FINRA Report |
| Christopher Sheridan Kunce | 7313521 | 1 | 01/20/2022 | Criminal | Pending Charge | $0.00 | $0.00 | See FINRA Report |